The operational guidelines for processing investor service requests for the purpose of issuance of duplicate securities are as under:
The RTA/Issuer Companies shall...
In order to protect the interests of investors in securities and to promote the development of, and regulate the securities market, Securities and Exchange...
Securities and Exchange Board of India (SEBI) vide notification / Circular SEBI/HO/CFD/CMD1/P/CIR/2021/602 dated 23rd July 2021, has introduced and published “Extension of time for...
Securities and Exchange Board of India (SEBI) vide notification / Circular No. SEBI/HO/CFD/DIL/CIR/P/2021/614 issued and publishes dated 13th August 2021, has introduced “Guidelines on...
This article contains various Compliance requirements for the Month of July 2021 under various Statutory Laws.
Compliance Requirement Under
Income Tax Act, 1961
Goods...
Markets regulator Sebi on Friday came out with a framework for investment adviser administration and supervisory body.
Under the investment adviser rules, Sebi may recognize...
Capital markets regulator Sebi on Wednesday came out with new guidelines for settlement of running account of client's funds and securities that will be...
Compliance Requirement under SEBI (Listing Obligations and Disclosure Requirements) (LODR) Regulations, 2015
FILING MODE(s) :
For BSE : BSE LISTING CENTRE
For NSE :...
Corporate Compliance Calendar For The Month of March 2021 contains Compliance Requirement Under Income Tax Act, 1961, Goods & Services Tax Act, 2017 (GST),...
Compliance Requirement under SEBI (Listing Obligations and Disclosure Requirements) (LODR) Regulations, 2015
FILING MODE(s) :
For BSE: BSE LISTING CENTRE
For NSE: NEAPS Portal
Quarterly...