Compliance Requirement under SEBI (Listing Obligations and Disclosure Requirements) (LODR) Regulations, 2015
FILING MODE(s) :
|
Timeline Extended – Regulatory Compliance
| Regulation reference | Timeline | For the quarter ended March |
| Regulation 24A read with circular No.
CIR/CFD/CMD1/27/2019 dated February 8, 2019 relating to Annual Secretarial Compliance report |
Within 60 days from the end of the FY. | 30th June, 2021 |
| Reconciliation of Share Capital Audit Report: (Reg. 76 – D & P Reg.) | Within 30 days from the end of the quarter. | By 30-April |
| Regulation 33 (3) – Quarterly financial results / Annual audited financial results | 45 days from end of the quarter /
60 days from end of the financial year |
30th June, 2021 |
| Regulation 32 (1) read with SEBI circular No. CIR/CFD/CMD1/162/2019 dated December 24, 2019 on Statement of deviation or variation in use of funds | Along with the financial results (within 45 days of end of each quarter / 60 days from end of the financial year) | 30th June, 2021 |
Half year Compliances
| Sl. | Compliance Particulars | Timeline |
| 1 | Regulation 7 (3) – Compliance Certificate certifying maintaining physical & electronic transfer facility | Within one month of end of each half of the financial year. |
| 2 | Regulation 40 (9) – Certificate from Practicing Company Secretary. |
Within one month of the end of each half of the financial year. |
| 3 | Regulation 23(9) Submission of disclosure on Related party transactions under | The listed entity shall submit within 30 days from the date of publication of its standalone and consolidated financial results for the half year, disclosures of related party transactions on a consolidated basis, in the format specified in the relevant accounting standards for annual results to the stock exchanges. |
Regular / Annual Compliance
| REG NO | REGULATION NO | PARTICULARS | TIMELINE |
| 47 Advertisements in Newspapers. | 47 (3) Advertisements in Newspapers | Financial results at 47 clause (b) of sub-regulation (1), shall be published within 48 hours of conclusion of the meeting of board of directors at which the financial results were approved. | 48 HOURS |
| 23 Related party transactions. | Reg 23(9) Related party transactions | The listed entity shall submit within 30 days from the date of publication of its standalone and consolidated financial results for the half year, disclosures of related party transactions on a consolidated basis, in the format specified in the relevant accounting standards for annual results to the stock exchanges and publish the same on its website | 30 days |
| 24A Secretarial Audit. | Red 24A | Every listed entity and its material unlisted subsidiaries incorporated in India shall undertake secretarial audit and shall annex with its annual report, a secretarial audit report, given by a company secretary in practice, in such form as may be specified with effect from the year ended March 31, 2019. (within 60 days from the Closure of FY) | 60 days from the Closure of FY |
| 36 Documents & Information to shareholders. | 36(1) | The listed entity shall send annual report referred to in sub-regulation 36(1), to the holders of securities, not less than twenty-one days before the annual general meeting | 21 days before AGM |
| 46 Website | 46(2)(s) | The listed entity shall disseminate the following information under a separate section on its website separate audited financial statements of each subsidiary of the listed entity in respect of a relevant financial year, uploaded at least 21 days prior to the date of the annual general meeting which has been called to inter alia consider accounts of that financial year.] | 21 days prior 1 days prior to the date of AGM |
Quarterly compliance which included half year compliance except FR
| REG NO | REGULATION NO | PARTICULARS | TIMELINE | ||
| Intimation | Reg 29 read with Reg 33 | intimation regarding item specified in clause 29(1) (a) to be discussed at the meeting of board of directors shall be given at least five days in advance (excluding the date of the intimation and date of the meeting), and such intimation shall include the date of such meeting of board of directors | at least 5 working days in advance, excluding the date of the intimation and date of the meeting | ||
| Intimations and Disclosure of events or information to Stock Exchanges. | 87B: Intimations and Disclosure of events or information to Stock Exchanges. READ WITH PART E OF Schedule III | The listed entity shall first disclose to stock exchange(s) of all events or information, as specified in Part E of Schedule III, as soon as reasonably possible but not later than twenty four hours from occurrence of the event or information: | 24 HOURS | ||
| Valuation, Rating and NAV disclosure. | 87C(1) (iii) | An issuer whose security receipts are listed on a stock exchange shall ensure that: the net asset value is calculated on the basis of such independent valuation and the same is declared by the asset reconstruction company within fifteen days of the end of the quarter. | 15 Days | ||
Event based Compliances
| 30 Disclosure of events or information. | 30(6) AND Part A of Schedule III | The listed entity shall first disclose to stock exchange(s) of all events, as specified in Part A of Schedule III, or information as soon as reasonably possible and not later than twenty four hours from the occurrence of event or information | 24 HOURS |
| 30 Disclosure of events or information. | 30(6) AND sub-para 4 of Para A of Part A of Schedule III | The listed entity shall disclose to the Exchange(s), within 30 minutes of the closure of the meeting held to consider the following: a) dividends and/or cash bonuses recommended or declared or the decision to pass any dividend and the date on which dividend shall be paid/dispatched; b) any cancellation of dividend with reasons thereof; c) the decision on buyback of securities; d) the decision with respect to fund raising proposed to be undertaken e) increase in capital by issue of bonus shares through capitalization including the date on which such bonus shares shall be credited/dispatched; f) reissue of forfeited shares or securities, or the issue of shares or securities held in reserve for future issue or the creation in any form or manner of new shares or securities or any other rights, privileges or benefits to subscribe to; g) short particulars of any other alterations of capital, including calls; h) financial results; i) decision on voluntary delisting by the listed entity from stock exchange(s). |
30 MINUTES |
| 31A: Conditions for re-classification of any person as promoter / public | 31A(8) | The following events shall deemed to be material events and shall be disclosed by the listed entity to the stock exchanges as soon as reasonably possible and not later than twenty four hours from the occurrence of the event: (a) receipt of request for re-classification by the listed entity from the promoter(s) seeking re-classification; (b) minutes of the board meeting considering such request which would include the views of the board on the request; (c) submission of application for re-classification of status as promoter/public by the listed entity to the stock exchanges; (d) decision of the stock exchanges on such application as communicated to the listed entity; |
24 HOURS |
| 34 Annual Report. | 34(1)(b) | in the event of any changes to the annual report, the revised copy along with the details of and explanation for the changes shall be sent not later than 48 hours after the annual general meeting.] | 48 HOURS |
| 44 Meetings of shareholders and voting | 44(3) | The listed entity shall submit to the stock exchange, within forty eight hours of conclusion of its General Meeting, details regarding the voting results in the format specified by the Board. | 48 HOURS |
| 47 Advertisements in Newspapers. | 47 (3) Advertisements in Newspapers | The listed entity shall publish the information specified in 47(1) in the newspaper simultaneously with the submission of the same to the stock exchange(s). The same is reproduced below 47(1) (a) notice of meeting of the board of directors where financial results shall be discussed (c )statements of deviation(s) or variation(s) as specified in sub-regulation (1) of regulation 32 on quarterly basis, after review by audit committee and its explanation in directors report in annual report; (d) notices given to shareholders by advertisement |
Simultaneously |
| – | SCHEDULE III PART PART A 7(A) | resignation of the auditor of the listed entity, detailed reasons for resignation of auditor, as given by the said auditor, shall be disclosed by the listed entities to the stock exchanges as soon as possible but not later than twenty four hours of receipt of such reasons from the auditor | 24 HOURS |
| – | SCHEDULE III PART PART A 7(B) | In case of resignation of an independent director of the listed entity, within seven days from the date of resignation, the following disclosures shall be made to the stock exchanges by the listed entities: i. Detailed reasons for the resignation of independent directors as given by the said director shall be disclosed by the listed entities to the stock exchanges. ii. The independent director shall, along with the detailed reasons, also provide a confirmation that there is no other material reasons other than those provided. iii. The confirmation as provided by the independent director above shall also be disclosed by the listed entities to the stock exchanges along with the detailed reasons as specified in sub-clause (i) above.] |
7 days from the date of resignation |
| 7 Share Transfer Agent. | Reg 7(4) & (5) Share Transfer Agent. | The listed entity shall intimate any change or appointment of a new share transfer agent, to the stock exchange(s) within seven days of entering into the agreement. | 7 DAYS |
| 29 | Reg 29(1) | The intimation required under 29 (1), shall be given at least two working days in advance, excluding the date of the intimation and date of the meeting Reg 29(1) is reproduced below: (b) proposal for buyback of securities ; (c) proposal for voluntary delisting by the listed entity from the stock exchange(s); (d) fund raising by way of further public offer, rights issue, American Depository Receipts/Global Depository Receipts/Foreign Currency Convertible Bonds, qualified institutions placement, debt issue, preferential issue or any other method and for determination of issue price: Provided that intimation shall also be given in case of any annual general meeting or extraordinary general meeting or postal ballot that is proposed to be held for obtaining shareholder approval for further fund raising indicating type of issuance. (e) declaration/ recommendation of dividend, issue of convertible securities including convertible debentures or of debentures carrying a right to subscribe to equity shares or the passing over of dividend. (f) the proposal for declaration of bonus securities where such proposal is communicated to the board of directors of the listed entity as part of the agenda papers: |
at least 2 working days in advance, excluding the date of the intimation and date of the meeting |
| 31 Holding of specified securities and shareholding pattern. | Reg 31 (1)(a) | The listed entity shall submit to the stock exchange(s) a statement showing holding of securities and shareholding pattern separately for each class of securities, in the format specified by the Board from time to time – one day prior to listing of its securities on the stock exchange(s); |
1 day prior to listing of its securities on the stock exchange(s |
| 31 | Reg 31 (1 (c) | within ten days of any capital restructuring of the listed entity resulting in a change exceeding two per cent of the total paid-up share capital: | within 10 days of any capital restructuring |
| 31A Conditions for re-classification of any person as promoter / public | Reg 31A | an application for re-classification of a promoter/ person belonging to promoter group to public to the stock exchanges has to be made by the listed entity consequent to the following procedures and not later than thirty days from the date of approval by shareholders in general meeting | 30 days from the date of approval by shareholders in general meeting |
| 37 Draft Scheme of Arrangement & Scheme of Arrangement. | 37(1) | Draft Scheme of Arrangement & Scheme of Arrangement before for obtaining Observation Letter or No-objection letter, before filing such scheme with any Court or Tribunal, in terms of requirements specified by the Board or stock exchange(s) from time to time. | Before filling the same with any court or tribunal |
| 39 Issuance of Certificates or Receipts/Letters/Advices for securities and dealing with unclaimed securities. | 39(2) | The listed entity shall issue certificates or receipts or advices, as applicable, of subdivision, split, consolidation, renewal, exchanges, endorsements, issuance of duplicates thereof or issuance of new certificates or receipts or advices, as applicable, in cases of loss or old decrepit or worn out certificates or receipts or advices, as applicable within a period of thirty days from the date of such lodgement. | 30 Days |
| 39 Issuance of Certificates or Receipts/Letters/Advices for securities and dealing with unclaimed securities | 39(3) | The listed entity shall submit information regarding loss of share certificates and issue of the duplicate certificates, to the stock exchange within two days of its getting information. | 2 days of its getting information. |
| 40 Transfer or transmission or transposition of securities. | 40 (3) | On receipt of proper documentation, the listed entity shall register transfers of its securities in the name of the transferee(s) and issue certificates or receipts or advices, as applicable, of transfers; or issue any valid objection or intimation to the transferee or transferor, as the case may be, within a period of fifteen days from the date of such receipt of request for transfer. | 15 days |
| 40 Transfer or transmission or transposition of securities. | 40 (3) | the listed entity shall ensure that transmission requests are processed for securities held in dematerialized mode within seven days after receipt of the specified documents: | 7 Days |
| 40 Transfer or transmission or transposition of securities. | 40 (3) | the listed entity shall ensure that transmission requests are processed for securities held in physical mode within twenty one days after receipt of the specified documents: | 21 Days |
| – | SCHEDULE VII: TRANSFER OF SECURITIES (PART B (1)) | In case of minor differences in the signature of the transferor(s), the listed entity shall follow the following procedure for registering transfer of securities: (a) the listed entity shall promptly send to the first transferor(s), via speed post an intimation of the aforesaid defect in the documents and inform the transferor(s) that objection, supported by valid proof, is not lodged by the transferor(s) with the listed entity within fifteen days of receipt of the listed entity’s letter, then the securities shall be transferred |
15 Days |
| 42 Record Date or Date of closure of transfer books. | 42(2) | The listed entity shall give notice in advance of atleast seven working days (excluding the date of intimation and the record date) to stock exchange(s) of record date specifying the purpose of the record date: | 7 working days advance intimation excluding the date of the intimation and date of the meeting |
| 42 Record Date or Date of closure of transfer books. | 42(2) | in the case of rights issues, the listed entity shall give notice in advance of atleast three working days (excluding the date of intimation and the record date).] | 3 working days advance intimation excluding the date of the intimation and date of the meeting |
| 42 Record Date or Date of closure of transfer books. | 42(3) | The listed entity shall recommend or declare all dividend and/or cash bonuses at least five working days (excluding the date of intimation and the record date) before the record date fixed for the purpose. | 5 working days advance intimation excluding the date of the intimation and date of the meeting |
| 46 Website | 46 (3)(b) | The listed entity shall update any change in the content of its website within two working days from the date of such change in content. | 2 working days |
| 50 Intimation to stock exchange(s). | 50(1) | The listed entity shall give prior intimation to the stock exchange(s) at least eleven working days before the date on and from which the interest on debentures and bonds, and redemption amount of redeemable shares or of debentures and bonds shall be payable. | 11 working days |
| 50 Intimation to stock exchange(s). | 50(3) | The listed entity shall intimate to the stock exchange(s), at least two working days in advance, excluding the date of the intimation and date of the meeting, regarding the meeting of its board of directors, at which the recommendation or declaration of issue of non convertible debt securities or any other matter affecting the rights or interests of holders of non convertible debt securities or non convertible redeemable preference shares is proposed to be considered. | 2 working days advance intimation excluding the date of the intimation and date of the meeting |
| 52 Financial Results. | 52 (4) & (5) | The listed entity shall, within seven working days from the date of submission of the information required under sub- regulation (4), submit to stock exchange(s), a certificate signed by debenture trustee that it has taken note of the contents | 7 working days |
| 52 Financial Results. | 52 (4) & (8) | The listed entity shall, within two calendar days of the conclusion of the meeting of the board of directors, publish the financial results and statement referred to in reg 52 (4), in at least one English national daily newspaper circulating in the whole or substantially the whole of India. | two calendar days of the conclusion of the meeting |
| 57 Other submissions to stock exchange(s). | 57(1) | The listed entity shall submit a certificate to the stock exchange within two days of the interest or principal or both becoming due that it has made timely payment of interests or principal obligations or both in respect of the non convertible debt securities | within 2 days |
| 60 Record Date | 60(2) | The listed entity shall give notice in advance of at least seven working days (excluding the date of intimation and the record date) to the recognised stock exchange(s) of the record date or of as many days as the stock exchange(s) may agree to or require specifying the purpose of the record date. | 7 working days advance intimation excluding the date of the intimation and date of the meeting |
| 78 Record Date. | 78(2) | The listed entity shall give notice in advance of at least four working days to the recognised stock exchange(s) of record date specifying the purpose of the record date | notice in advance of at least 4 working days |
| 82 Intimation and filings with stock exchange(s). | 82(2) | The listed entity shall intimate to the stock exchange(s), at least two working days in advance, excluding the date of the intimation and date of the meeting, regarding the meeting of its board of trustees, at which the recommendation or declaration of issue of securitized debt instruments or any other matter affecting the rights or interests of holders of securitized debt instruments is proposed to be considered. | 2 working days in advance, excluding the date of the intimation and date of the meeting, |
| 82 Intimation and filings with stock exchange(s). | 82(3) | The listed entity shall submit such statements, reports or information including financial information pertaining to Schemes to stock exchange within seven days from the end of the month/ actual payment date, either by itself or through the servicer, on a monthly basis in the format as specified by the Board from time to time: Provided that where periodicity of the receivables is not monthly, reporting shall be made for the relevant periods. |
within 7 days |
| 87 Record Date. | 87(2) | The listed entity shall give notice in advance of atleast seven working days (excluding the date of intimation and the record date) to the recognised stock exchange(s) of the record date or of as many days as the Stock Exchange may agree to or require specifying the purpose of the record date | 7 working days advance intimation excluding the date of the intimation and date of the meeting |
| 87E Record Date. | 87E(2) | The listed entity shall give notice in advance of at least seven working days (excluding the date of intimation and the record date) to the stock exchange(s) of the record date or of as many days as the stock exchange may agree to or require specifying the purpose of the record date. | 7 working days advance intimation excluding the date of the intimation and date of the meeting |
- Relaxation in Compliance norms w.r.t. Trading Members / Clearing Members / Depository Participants / KYC Registration Agencies
SEBI decided to extend the timelines for compliance with the following regulatory requirements by the Trading Members / Clearing Members / Depository Participants / KYC Registration Agencies, as under:
| Compliance | Extended timeline / Period of exclusion |
| Maintaining call recordings of orders / instructions received from clients. | Till June 30, 2021 |
| KYC application form and supporting documents of the clients to be uploaded on system of KRA within 10 working days. | Till June 30, 2021, documents may be uploaded on to the system of KRA within 15 working days.
*A 30-day time period is provided to SEBI Registered Intermediary after June 30, 2021 to clear the backlog |
| Issue of Annual Global Statement to clients. | Till June 30, 2021.
*Relaxation is provided only if the client has requested for a physical statement. |
| Submission of Internal Audit Report for HYE March-2021 | Till July 31, 2021 |
| Net worth certificate in Margin Trading for CM Segment for HYE March 31, 2021 | Till July 31, 2021 |
| Net worth certificate for all members for HYE March 2021. | Till July 31, 2021 |
| Reporting of Risk based supervision | Till July 31, 2021 |
| Risk Assessment Template | Till July 31, 2021 |
| Reporting for Artificial Intelligence (AI) and Machine Learning (ML) applications | Till July 31, 2021 |
| Client Funding Reporting | Till June 30, 2021 |
| Submission of System Audit Report for the period ended March 2021 | Till July 31, 2021 |
| Submission of Cyber Security & Cyber Resilience Audit Report for the period ended March 2021 | Till July 31, 2021 |
| To operate the trading terminals from designated alternate locations. | Till June 30, 2021 |
| Compliance certificate for Margin Trading for CM Segment for HY ended March 31, 2021 | Till July 31, 2021 |
| System Audit /Cyber Audit Report – Algo / Type III Members for the period ended March 31, 2021 | Till July 31, 2021 |
| Action taken/follow-on audit report for System Audit /Cyber Audit Report for 2019-20 | Till July 31, 2021 |
- Relaxation in time period for certain activities carried out by Depository Participant:
| Compliance | Extended timeline / Period of exclusion |
| BO Grievances Report | Till May 31, 2021 for the month of April 2021 and till June 30, 2021, for the month of May 2021. |
| Redressal of investor grievances | During period from April 01, 2021 to June 30, 2021 timeline permitted for redressal of grievances extended to 30 days. |
| Closure of demat account | During period from April 01, 2021 to June 30, 2021 may be excluded in timelines of 30 days provided no charges shall be levied for the period after receipt of closure request. |
| Processing of the demat requests | During period from April 01, 2021 to July 31, 2021 timeline of 15 days |
SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011
Securities and Exchange Board of India (SEBI) vide notification / Circular No. SEBI/HO/CFD/DCR1/CIR/P/2020/49 issued and publish dated 27th March 2020, has published Relaxation from compliance with certain provisions of the SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011 due to the COVID-19 pandemic.”.
| Regulation No. | Compliance Particular | Compliance Period
(Due Date) |
| Regulation 30(1) | Every person, who together with persons acting in concert with him, holds shares or voting rights entitling him to exercise 25% or more of the voting rights in a target company, shall disclose their aggregate shareholding and voting rights as of the 31st day of March, in such target company in such form as may be specified.
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The disclosures required under sub-regulation (1) and sub-regulation (2) shall be made within seven working days from the end of each financial year to;
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| Regulation 30(2) | The promoter of every target company shall together with persons acting in concert with him, disclose their aggregate shareholding and voting rights as of the thirty-first day of March, in such target company in such form as may
|
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| Regulation 31(1) read with Regulation 28(3) of Takeover Regulations
AUGUST 7, 2019 CIRCULAR |
The promoter of every listed company shall specifically disclose detailed reasons for encumbrance if the combined encumbrance by the promoter along with PACs with him equals or exceeds: a) 50% of their shareholding in the company; or b) 20% of the total share capital of the company, | within 2 (two) working days |
|
Regulation 31(4) |
Disclosure of encumbered shares | Promoter of every target company shall together with persons acting in concert with him, disclose their aggregate shareholding and voting rights as of the 31st March, in such target company in such form as may be specified |
SEBI (Prohibition of Insider Trading) Regulations, 2015
| Regulation No. | Compliance Particular | Compliance Period (Due Date) |
| Regulation 7(2)
“Continual Disclosures” |
Every promoter, employee and director of every company shall disclose to the company the number of such securities acquired or disposed of within two trading days of such transaction if the value of the securities traded, whether in one transaction or a series of transactions over any calendar quarter, aggregates to a traded value in excess of ten lakh rupees (10,00,000/-) or such other value as may be specified; | Every company shall notify; within two trading days of receipt of the disclosure or from becoming aware of such information |
SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018
| Regulation No. | Compliance Particular | Compliance Period
(Due Date) |
| Schedule XIX – Para (2) of ICDR
Read with Reg 108 of SEBI LODR |
“The issuer shall make an application for listing from the date of allotment, within such period as may be specified by the Board from time to time, to one or more recognized stock exchange(s)”.
In regard to above, it is specified that Issuer shall make an application to the exchange/s for listing in case of further issue of equity shares from the date of allotment within 20 days (unless otherwise specified). |
Within 20 days from the date of allotment |
| Regulation 162 | The tenure of the convertible securities of the issuer shall not exceed eighteen months from the date of their allotment. | Within 18 months from date of allotment |
| SEBI CIRCULAR
Aug 19, 2019 |
Application for trading approval to the stock exchange Listed entities shall make an application for trading approval to the stock exchange/s within 7 working days from the date of grant of listing approval by the stock exchange/s.
|
Within 7 working days from grant of date of listing approval |
| Regulation 76
Application for rights issue |
The issuer along with lead managers and other parties related to the issue shall constitute an optional mechanism (non-cash mode only) to accept the applications of the shareholders to apply to rights issue subject to ensuring that no third-party payments shall be allowed in respect of any application. | |
| Regulation 77
Service of Documents |
In case if the company fails to adhere to modes of dispatch through registered post or speed post or courier services due to Covid-19 conditions it will not be treated as non-compliance during the said period. The issuers shall publish required & necessary documents on the websites of the company, registrar, stock exchanges and the lead managers to the rights issue. | |
| Regulation 84
Advertisement |
Issuer has the flexibility to publish the advertisement in additional newspapers above those required in Regulation 84. The advertisement should also be made available on:
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SEBI (Buyback of Securities) Regulations, 2018 (Buyback Regulations)
| Regulation No. | Compliance Particular | Compliance Period (Due Date) |
| Regulation 11 and 24(iv) | Extinguishment of equity shares in connection with Buyback The particulars of the security certificates extinguished and destroyed shall be furnished by the company to the stock exchanges where the shares or other specified securities of the company are listed within seven days of extinguishment and destruction of the certificates | 7 days of extinguishment and destruction of the certificates |
| Regulation 24(i) (f) | Minimum time between buy back and raising of funds | Temporary relaxation in the period of restriction
provided in Regulation 24(i)(f) from “one year” to “six months” Applicable up to December 31, 2020 only |
SEBI (Depositories and Participants) Regulations 2018)
| Compliance Particulars | Due Date |
| Regulation 76 (Quarter, January – March 2021) – Reconciliation of Shares and Capital Audit | 31.07.2021 |
| Regulation 74 (5): Processing of demat requests form by Issuer/RTAs – Certificate Received from Registrar | 31.07.2021 |
SEBI Circulars Tracker: 01.04.2021 to 30.04.2021
| Particulars | Link |
| Disclosure of the following only w.r.t schemes which are subscribed by the investor: (a) risk-o-meter of the scheme and the benchmark along with the performance disclosure of the scheme vis-à-vis benchmark and (b) Details of the portfolio | Click here |
| COMPREHENSIVE FAQs ON SEBI (PIT) REGULATIONS, 2015 | Click here |
| Relaxation from compliance with certain provisions of the SEBI (Listing Obligations Disclosure Requirements) Regulations, 2015 due to the CoVID-19 pandemic | Click Here |
| Relaxation from compliance with certain provisions of the SEBI (Listing Obligations Disclosure Requirements) Regulations, 2015 / other applicable circulars due to the CoVID-19 pandemic | Click Here |
| Addendum to SEBI Circular on “Relaxation in adherence to prescribed timelines issued by SEBI due to Covid 19” dated April 13, 2020 | Click Here |
| Relaxation in timelines for compliance with regulatory requirements | Click Here |
| Timelines for updation of Scheme Information Document (SID) and Key Information Memorandum (KIM) | Click Here |
| Mutual Funds-Aditya Birla Sun Life Fixed Term Plan-Series TI to Series TM | Click here |
| Circular on Guidelines pertaining to Surrender of FPI Registration | Click here |
| Adjudication Order in respect of Kunvarji Finstock Pvt. Ltd.in the matter of Kunvarji Finstock Pvt. Ltd. | Click Here |
| Securities And Exchange Board Of India (Underwriters) (Repeal) Regulations, 2021 | Click Here |
| Securities And Exchange Board Of India (Stock Brokers) (Amendment) Regulations, 2021 | Click Here |
| Securities And Exchange Board Of India (Merchant Bankers) (Amendment) Regulations, 2021 | Click Here |
| BNK Capital Markets Limited | Click Here |
| Adjudication Order in respect of Uma Bansal in the matter of Dealings in Illiquid Stock Options at BSE | Click Here |
| Reduction in unblocking/refund of application money | Click Here |
| Declaration of highest bidder in the matter of Arise Bhoomi Developers Ltd. & its Directors in e-auction – Sr. No. 3 – Tal. Vikramgad, Wada, District – Palghar | Click Here |
| Securities Contracts (Regulation) Act, 1956 (As amended by the Finance Act, 2021 (13 of 2021) w.e.f. April 1, 2021) | Click Here |
| Securities and Exchange Board of India Act 1992 (As amended by the International Financial Services Centres Authority Act, 2019 w.e.f. October 01, 2020) | Click Here |
| InvIT Private Issues – National Highways Infra Trust | Click Here |
| Notice For Meeting on Schemes – Motherson Sumi Systems Limited – Notice of meeting of the shareholders | Click Here |
| Chairman’s speech dated April 06, 2021 at 14th CII Corporate Governance Summit | Click Here |
| Setting up of Limited Purpose Clearing Corporation (LPCC) by Asset Management Companies (AMCs) of Mutual Funds | Click Here |
| “SEBI Order for Compliance” – Recovery Certificate No. 2532 of 2019 (Mr. Anil Bagaria) – Release Order | Click Here |
| Public Issues – Macrotech Developers Limited – Prospectus | Click here |
| Circular on Reporting Formats for Mutual Funds | Click here |
| Notice of Attachment of Bank Accounts and Demat Accounts 6569 & 6570 of 2021 dated April 12, 2021 against Corporate Professionals Capital Pvt. Ltd. [Defaulter] PAN: AABCC7247B in the matter of ECE Industries Ltd. under Recovery Certificate No. 3376 of 2021 | Click Here |
| SEBI cautions investors against impersonation | Click Here |
| Buybacks – Aarti drugs Limited – Letter of offer | Click Here |
| Public Issues – G R Infraprojects Limited – Draft Red Herring Prospectus | Click Here |
| Circular on Guidelines for warehousing norms for Agricultural and Agri-processed goods and non-agricultural goods (only base and industrial metals) | Click Here |
| Informal Guidance sought by Paytm Money Limited regarding SEBI (Investment Advisers) Regulations, 2013 | Click Here |
| Mutual Fund – UTI Focused Equity Fund | Click Here |
| Adjudication Order in respect of Mayfair Infosolution Private Ltd. in the matter of Esteem Bio Organic Food processing Ltd. | Click Here |
