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SEBI

SEBI – Non-compliance provisions & Penalty Chart related to continuous disclosures

Overview Securities and Exchange Board of India (SEBI) vide notification / Circular No. SEBI/HO/DDHS/DDHS/CIR/P/2020/231 issued and publishes dated 13th November 2020, has published Non-compliance with...

System driven disclosures under SEBI Regulations

System driven disclosures under Reg. 7(2) of SEBI (PIT) Regulations, 2015 Overview Securities and Exchange Board of India (SEBI) vide notification / Circular No. SEBI/HO/ISD/ISD/CIR/P/2020/168...

Compliance Calendar under SEBI Laws for September 2020

Dear Reader! This article contains various Compliance requirements under SEBI Laws. Compliance means “adhering to rules and regulations.” Compliance is a continuous process of following...

SEBI Procedural Guidelines for Proxy Advisors

Securities Exchange Board of India (SEBI) vide Circular No. SEBI/HO/IMD/DF1/CIR/P/2020/147 dated 03rd August 2020 issued in exercise of powers conferred by Section 11(1) of...

SEBI Settlement Scheme 2020 –One time Settlement Scheme for Trade Reversal in Stock Options

Securities Exchange Board of India (SEBI) vide Public notice dated 27th July, 2020 has issued Public notice in respect of SEBI-Settlement Scheme 2020 to...

SEBI Further Relaxations relating to procedural matters-Takeovers and Buy-back up to 31.12.2020

Securities Exchange Board of India (SEBI) vide Circular No. SEBI/HO/CFD/DCR2/CIR/P/2020/139 dated 27th July 2020 issued in exercise of powers conferred by Section 11(1) of...

SEBI (Investment Advisers Amendment) Regulations, 2020

Securities Exchange Board of India (SEBI) vide Press Release No. PR No.37/2020 dated 03rd July, 2020 has come out with Amendments to SEBI (Investment...

SEBI OPERATIONAL FRAMEWORK FOR TRANSACTIONS IN DEFAULTED DEBT SECURITIES POST MATURITY

Securities Exchange Board of India (SEBI) vide Circular no. SEBI/HO/DDHS/CIR/P/103/2020 dated 23rd June, 2020 has came out with Operational framework for transactions in defaulted...

SEBI EXTENDED TIMELINE FOR SUBMISSION OF FINANCIAL RESULTS ENDED ON 31ST MARCH 2020 TILL 31ST JULY 2020

Securities Exchange Board of India (SEBI) vide Notification No. SEBI/HO/CFD/CMD1/CIR/P/2020/106 dated 24th June, 2020 has come out with Further extension of time for submission...

SEBI RELAXATION OF TIME GAP BETWEEN TWO BOARD / AUDIT COMMITTEE MEETINGS TILL 31ST JULY 2020

Exchange Board of India (SEBI) vide Notification No. SEBI/HO/CFD/CMD1/CIR/P/2020/110 dated 26th June, 2020 has come out with Relaxation of time gap between two board...

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